compliance controls are associated with this Policy definition 'Review and update planning policies and procedures' (28aa060e-25c7-6121-05d8-a846f11433df)
| Control Domain |
Control |
Name |
MetadataId |
Category |
Title |
Owner |
Requirements |
Description |
Info |
Policy# |
| FedRAMP_High_R4 |
PL-1 |
FedRAMP_High_R4_PL-1 |
FedRAMP High PL-1 |
Planning |
Security Planning Policy And Procedures |
Shared |
n/a |
The organization:
a. Develops, documents, and disseminates to [Assignment: organization-defined personnel or roles]:
1. A security planning policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
2. Procedures to facilitate the implementation of the security planning policy and associated security planning controls; and
b. Reviews and updates the current:
1. Security planning policy [Assignment: organization-defined frequency]; and
2. Security planning procedures [Assignment: organization-defined frequency].
Supplemental Guidance: This control addresses the establishment of policy and procedures for the effective implementation of selected security controls and control enhancements in the PL family. Policy and procedures reflect applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance. Security program policies and procedures at the organization level may make the need for system-specific policies and procedures unnecessary. The policy can be included as part of the general information security policy for organizations or conversely, can be represented by multiple policies reflecting the complex nature of certain organizations. The procedures can be established for the security program in general and for particular information systems, if needed. The organizational risk management strategy is a key factor in establishing policy and procedures. Related control: PM-9.
Control Enhancements: None.
References: NIST Special Publications 800-12, 800-18, 800-100. |
link |
1 |
| FedRAMP_Moderate_R4 |
PL-1 |
FedRAMP_Moderate_R4_PL-1 |
FedRAMP Moderate PL-1 |
Planning |
Security Planning Policy And Procedures |
Shared |
n/a |
The organization:
a. Develops, documents, and disseminates to [Assignment: organization-defined personnel or roles]:
1. A security planning policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
2. Procedures to facilitate the implementation of the security planning policy and associated security planning controls; and
b. Reviews and updates the current:
1. Security planning policy [Assignment: organization-defined frequency]; and
2. Security planning procedures [Assignment: organization-defined frequency].
Supplemental Guidance: This control addresses the establishment of policy and procedures for the effective implementation of selected security controls and control enhancements in the PL family. Policy and procedures reflect applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance. Security program policies and procedures at the organization level may make the need for system-specific policies and procedures unnecessary. The policy can be included as part of the general information security policy for organizations or conversely, can be represented by multiple policies reflecting the complex nature of certain organizations. The procedures can be established for the security program in general and for particular information systems, if needed. The organizational risk management strategy is a key factor in establishing policy and procedures. Related control: PM-9.
Control Enhancements: None.
References: NIST Special Publications 800-12, 800-18, 800-100. |
link |
1 |
| hipaa |
0115.04b2Organizational.123-04.b |
hipaa-0115.04b2Organizational.123-04.b |
0115.04b2Organizational.123-04.b |
01 Information Protection Program |
0115.04b2Organizational.123-04.b 04.01 Information Security Policy |
Shared |
n/a |
The owner of the security policies has management approval and assigned responsibility to develop, review, update (based on specific input), and approve the security policies; and such reviews, updates, and approvals occur no less than annually. |
|
20 |
| hipaa |
0116.04b3Organizational.1-04.b |
hipaa-0116.04b3Organizational.1-04.b |
0116.04b3Organizational.1-04.b |
01 Information Protection Program |
0116.04b3Organizational.1-04.b 04.01 Information Security Policy |
Shared |
n/a |
The security policy reviews consider all appropriate elements that could impact the organization's risk profile. |
|
4 |
| hipaa |
0165.05a3Organizational.3-05.a |
hipaa-0165.05a3Organizational.3-05.a |
0165.05a3Organizational.3-05.a |
01 Information Protection Program |
0165.05a3Organizational.3-05.a 05.01 Internal Organization |
Shared |
n/a |
The organization publishes security guidelines and/or daily operational procedures relating to processes that complement, clarify, and enforce security policies. |
|
1 |
| ISO27001-2013 |
A.12.1.1 |
ISO27001-2013_A.12.1.1 |
ISO 27001:2013 A.12.1.1 |
Operations Security |
Documented operating procedures |
Shared |
n/a |
Operating procedures shall be documented and made available to all users who need them. |
link |
31 |
| ISO27001-2013 |
A.18.1.1 |
ISO27001-2013_A.18.1.1 |
ISO 27001:2013 A.18.1.1 |
Compliance |
Identification applicable legislation and contractual requirements |
Shared |
n/a |
All relevant legislative statutory, regulatory, contractual requirements and the organization's approach to meet these requirements shall be explicitly identified, documented and kept up to date for each information system and the organization. |
link |
30 |
| ISO27001-2013 |
A.18.2.2 |
ISO27001-2013_A.18.2.2 |
ISO 27001:2013 A.18.2.2 |
Compliance |
Compliance with security policies and standards |
Shared |
n/a |
Managers shall regularly review the compliance of information processing and procedures within their area of responsibility with the appropriate security policies, standards and any other security requirements. |
link |
36 |
| ISO27001-2013 |
A.5.1.1 |
ISO27001-2013_A.5.1.1 |
ISO 27001:2013 A.5.1.1 |
Information Security Policies |
Policies for information security |
Shared |
n/a |
A set of policies for information security shall be defined, approved by management, published and communicated to employees and relevant external parties. |
link |
42 |
| ISO27001-2013 |
A.5.1.2 |
ISO27001-2013_A.5.1.2 |
ISO 27001:2013 A.5.1.2 |
Information Security Policies |
Review of the policies for information security |
Shared |
n/a |
The policies for information security shall be reviewed at planned intervals or if significant changes occur to ensure their continuing suitability, adequacy, and effectiveness. |
link |
29 |
| ISO27001-2013 |
A.6.1.1 |
ISO27001-2013_A.6.1.1 |
ISO 27001:2013 A.6.1.1 |
Organization of Information Security |
Information security roles and responsibilities |
Shared |
n/a |
All information security responsibilities shall be clearly defined and allocated. |
link |
73 |
| ISO27001-2013 |
C.5.1.b |
ISO27001-2013_C.5.1.b |
ISO 27001:2013 C.5.1.b |
Leadership |
Leadership and commitment |
Shared |
n/a |
Top management shall demonstrate leadership and commitment with respect to the information
security management system by:
b) ensuring the integration of the information security management system requirements into the
organization’s processes. |
link |
28 |
| ISO27001-2013 |
C.5.2.c |
ISO27001-2013_C.5.2.c |
ISO 27001:2013 C.5.2.c |
Leadership |
Policy |
Shared |
n/a |
Top management shall establish an information security policy that:
c) includes a commitment to satisfy applicable requirements related to information security. |
link |
23 |
| ISO27001-2013 |
C.5.2.d |
ISO27001-2013_C.5.2.d |
ISO 27001:2013 C.5.2.d |
Leadership |
Policy |
Shared |
n/a |
Top management shall establish an information security policy that:
d) includes a commitment to continual improvement of the information security management system. |
link |
23 |
| ISO27001-2013 |
C.7.5.3.a |
ISO27001-2013_C.7.5.3.a |
ISO 27001:2013 C.7.5.3.a |
Support |
Control of documented information |
Shared |
n/a |
Documented information required by the information security management system and by this
International Standard shall be controlled to ensure:
a) it is available and suitable for use, where and when it is needed. |
link |
1 |
| ISO27001-2013 |
C.7.5.3.c |
ISO27001-2013_C.7.5.3.c |
ISO 27001:2013 C.7.5.3.c |
Support |
Control of documented information |
Shared |
n/a |
For the control of documented information, the organization shall address the following activities,
as applicable:
c) distribution, access, retrieval and use;
Documented information of external origin, determined by the organization to be necessary for
the planning and operation of the information security management system, shall be identified as
appropriate, and controlled.
NOTE Access implies a decision regarding the permission to view the documented information only, or the
permission and authority to view and change the documented information, etc. |
link |
1 |
| ISO27001-2013 |
C.7.5.3.f |
ISO27001-2013_C.7.5.3.f |
ISO 27001:2013 C.7.5.3.f |
Support |
Control of documented information |
Shared |
n/a |
For the control of documented information, the organization shall address the following activities,
as applicable:
f) retention and disposition.
Documented information of external origin, determined by the organization to be necessary for
the planning and operation of the information security management system, shall be identified as
appropriate, and controlled.
NOTE Access implies a decision regarding the permission to view the documented information only, or the
permission and authority to view and change the documented information, etc. |
link |
7 |
|
mp.info.1 Personal data |
mp.info.1 Personal data |
404 not found |
|
|
|
n/a |
n/a |
|
33 |
|
mp.info.6 Backups |
mp.info.6 Backups |
404 not found |
|
|
|
n/a |
n/a |
|
65 |
|
mp.s.2 Protection of web services and applications |
mp.s.2 Protection of web services and applications |
404 not found |
|
|
|
n/a |
n/a |
|
102 |
| NIST_SP_800-53_R4 |
PL-1 |
NIST_SP_800-53_R4_PL-1 |
NIST SP 800-53 Rev. 4 PL-1 |
Planning |
Security Planning Policy And Procedures |
Shared |
n/a |
The organization:
a. Develops, documents, and disseminates to [Assignment: organization-defined personnel or roles]:
1. A security planning policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
2. Procedures to facilitate the implementation of the security planning policy and associated security planning controls; and
b. Reviews and updates the current:
1. Security planning policy [Assignment: organization-defined frequency]; and
2. Security planning procedures [Assignment: organization-defined frequency].
Supplemental Guidance: This control addresses the establishment of policy and procedures for the effective implementation of selected security controls and control enhancements in the PL family. Policy and procedures reflect applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance. Security program policies and procedures at the organization level may make the need for system-specific policies and procedures unnecessary. The policy can be included as part of the general information security policy for organizations or conversely, can be represented by multiple policies reflecting the complex nature of certain organizations. The procedures can be established for the security program in general and for particular information systems, if needed. The organizational risk management strategy is a key factor in establishing policy and procedures. Related control: PM-9.
Control Enhancements: None.
References: NIST Special Publications 800-12, 800-18, 800-100. |
link |
1 |
| NIST_SP_800-53_R5 |
PL-1 |
NIST_SP_800-53_R5_PL-1 |
NIST SP 800-53 Rev. 5 PL-1 |
Planning |
Policy and Procedures |
Shared |
n/a |
a. Develop, document, and disseminate to [Assignment: organization-defined personnel or roles]:
1. [Selection (OneOrMore): Organization-level;Mission/business process-level;System-level] planning policy that:
(a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
(b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and
2. Procedures to facilitate the implementation of the planning policy and the associated planning controls;
b. Designate an [Assignment: organization-defined official] to manage the development, documentation, and dissemination of the planning policy and procedures; and
c. Review and update the current planning:
1. Policy [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]; and
2. Procedures [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. |
link |
1 |
|
org.1 Security policy |
org.1 Security policy |
404 not found |
|
|
|
n/a |
n/a |
|
94 |
|
org.2 Security regulations |
org.2 Security regulations |
404 not found |
|
|
|
n/a |
n/a |
|
100 |
|
org.3 Security procedures |
org.3 Security procedures |
404 not found |
|
|
|
n/a |
n/a |
|
83 |
|
org.4 Authorization process |
org.4 Authorization process |
404 not found |
|
|
|
n/a |
n/a |
|
126 |